SII Diploma in Investment Compliance
The Diploma in Investment Compliance qualification has been designed for compliance professionals working in the securities and investment industry. The qualification recognises the importance of compliance staff having a good understanding of UK legislation and FSA regulation and the ability to explain it to advisory and operations staff in the organisation.
To complete the SII Diploma in Investment Compliance, you must pass the exam for all three modules. You can read more about this qualification by visiting this section of the SII website
Andrew Doughty - Head of SII Diploma in Investment Compliance training
“The SII Diploma in Investment Compliance provides sound technical knowledge of compliance regulation in the UK. It is ideal for those who hold a compliance role within an investment bank, regulator or other financial services organisation. Completion of the Diploma in Investment Compliance enables delegates to use the MSI designation after their name, which indicates they have reached a higher level of professional qualification. Organisations also benefit as staff are qualified with a specialist compliance qualification and have developed their skills in this field.”In a nutshell …
"If I was a delegate I would sit the SII Diploma in Investment Compliance to extend my technical knowledge in compliance and regulations in order to develop my career."
All courses will be supplied to you by BPP Professional Education and all study materials will be supplied to you by BPP Learning Media. For a full definition of study materials, please click here to review our Terms and Conditions.
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