SII Diploma in Investment Compliance

SII Diploma in Investment Compliance

The Diploma in Investment Compliance qualification has been designed for compliance professionals working in the securities and investment industry. The qualification recognises the importance of compliance staff having a good understanding of UK legislation and FSA regulation and the ability to explain it to advisory and operations staff in the organisation.

Investment Compliance

To complete the SII Diploma in Investment Compliance, you must pass the exam for all three modules. You can read more about this qualification by visiting this section of the SII website

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